Authority and Control in Ancient Empires

By Dennis RM Campbell
Gods, family, and taxes: an emperor’s guide to controlling subjects and legitimizing authority.

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Painting shows a royal entourage coming down a green hillside, most people carrying flags. Many people are following a few people on horseback.
Photo of a tall, smooth pillar protected by a tall gate.
The Ashoka pillar at Lauriya-Araraj. The capital, a carved piece set atop the pillar, is missing. The pillar, which stands thirty six and a half feet high, contains six of Ashoka’s edicts (orders). By Sachin Kumar Tiwary, CC BY-SA 3.0.

In the mid-third century BCE, the Mauryan emperor Ashoka conquered most of India and Pakistan. When his conquests were done, he built a series of large pillars around his empire. These had written messages carved into them. They declared that Ashoka’s empire was now peaceful. The warfare used to create the empire was a thing of the past.

Yet, these pillars were not just about peace. They also were reminders of Ashoka’s control over the empire. He certainly never got rid of his army. In any case, most of his people couldn’t read. All they saw were monuments to Ashoka’s greatness.

Ashoka and his descendants needed to hold on to their power to keep their people in line. They also had to make sure their subjects believed they had a right to rule. Empires are always run this way. Below are just a few examples.

Dynastic legitimacy

A dynasty is a family line of rulers. For an empire to work, its people must accept that a dynasty has the right to rule.1 In many areas, dynasties were based on real blood relations. For example, all emperors of the Chinese Han Empire (c. 202 BCE–220 CE) were directly related to the first Han ruler, Gaozu.

Some empires did not pick their rulers based on family ties. The rulers of the Roman Empire (60 BCE–476 CE) were chosen based on their leadership qualities. Yet even there, the idea of a dynasty was important. New emperors were often adopted into the previous emperor’s family. This created the appearance of family ties.

Emperors and empresses

Most empires were controlled by male emperors, and rule was passed down through the male line. Generally, empresses had no real power. Their main role was to give birth to a son who would later become emperor. But some empresses did hold power. The Eastern Roman Empress Theodora (ca. 497-548 CE) is one example. Her husband, the emperor, often asked for her advice. She played an important role in running the empire.

In some other cases, empresses ruled on their own. The empress Lü was married to Gaozu (256-195 BCE), first emperor of the Han. When Gaozu died, their son was too young to take over. Lü became the empire’s ruler, even though she never took the title of emperor.

Painted depiction of an emperor and several of his men. The emperor is watching a bird, standing, and the other men are seated on the ground around him. One of the seated men is pointing at the bird.
The emperor Jimmu, while on an expedition, watches a sacred bird fly away. Whether legendary or a true historical figure, Japanese emperors have acknowledged him as the first of their line. Woodblock print from Ginko Adachi’s Emperor Jinmu—Stories from “Nihonki” from 1891. Public domain.

Something similar happened in Egypt. Queen Hatshepsut (1507-1458 BCE) was the real power behind the child emperor Thutmose III. By 1478 she had taken the title of king. She then openly ruled over Egypt for the next 20 years. However, to rule, Hatshepsut had to present herself as male. In art of the time she is shown as a man.

Mosaic of a woman, the Empress Theodora, wearing an elaborate headdress covered in colorful gems.
Mosaic of the Empress Theodora of the Eastern Roman Empire from the Basilica San Vitale in Ravenna. Powerful women often received terrible treatment at the hands of male commentators. Public domain.
Statue of a pharaoh standing with her arms at her side, wearing a headdress and skirt. The statue has some cracks in it and her nose is broken off.
Statuette of Hatshepsut as pharaoh. Note that she is depicted here as completely masculine. This includes a male skirt and the fake beard of the pharaohs. From the Metropolitan Museum of Art, public domain.

Religion and control

Many emperors based their right to rule on the supposed support of the gods. In China, the Zhou Dynasty (1046-226 BCE) introduced the idea of a Mandate of Heaven. According to this idea, there could be only one rightful ruler of China. This ruler has the blessing of the gods. His Mandate of Heaven was passed down through his family line.

The outer areas of an empire are known as the periphery. They can be difficult to control. Religion was often used to help control conquered people living in the periphery. For example, the Neo- Assyrian Empire made sure peripheral people worshipped the Assyrian god Assur. The Mauryan emperor Ashoka used Buddhism to unite the people of his empire.

A cylinder-shaped stone carved with script.
The Cyrus Cylinder, which was discovered at Babylon, was a piece of royal propaganda from the Persian Emperor Cyrus the Great. In it he proclaims that Marduk, god of Babylon, had personally chosen Cyrus to rescue Babylon from its corrupt king. By Mike Peel, CC BY-SA 4.0.

Some emperors used the gods of their peripheral territories. Take Cyrus the Great of Persia (died 530 BCE). He claimed he was the rightful ruler of Babylon because its god, Marduk, had personally selected him.

Death and taxes: Controlling the periphery

Keeping the periphery loyal was no easy job. Loyalty was important for two reasons: collecting taxes and preventing revolts. One way to keep a conquered people loyal was to have its young men serve in the empire’s army. Making someone a loyal soldier was a great way to keep rebellion off their mind.

Empires have done many different things to keep their periphery loyal. At first, the Roman Empire preferred to have peripheral areas run by local kings. These kings were supposedly independent rulers. However, they did whatever the Romans wanted. Later, Roman governors ruled the periphery.

A very old piece of paper or papyrus with script written on it.
This libellus (250 CE) was a signed and countersigned document proving that a Roman citizen, here the women Aurelia Bellias and her daughter Kapinis, had made sacrifice to the gods. Failure to perform sacrifice could result in imprisonment, loss of property, and death. Public domain.

As mentioned, empires love taxes and hate rebellion. However, the first often leads to the second. For example, in 66 CE, Jews in Judea rose up against their Roman rulers. Jews were being heavily taxed by the Romans. To make things worse, the Romans were not protecting them from being mistreated by Greeks. A series of riots broke out that soon turned into rebellion. The revolt lasted until 73 CE. By then, at least a million Jews had been killed.

Control through toleration and violence

The Persian Emperor believed it was his duty to protect his empire. He allowed peripheral states great freedom as long as they at least pretended to respect him. The Romans, on the other hand, treated their peripheral people as lesser beings. They controlled them through force. A few rich peripherals were given citizen rights. However, most were not so lucky. They could be punished harshly for any reason.

Conclusion

Families, gods, and force. These are the means by which empires control their subjects. It is amazing how long these means were used. Even in the 1800s, many European empires still had dynastic rulers. Religion played a key role in controlling British colonies. Many local people became Christian. Colonial governments collected taxes and took natural wealth from Britain’s colonies. When locals resisted, there was always the British navy. If necessary, Britain could take what it wanted by force.

Birds-eye view of a rocky, mountainous area. The site is on top of a large rock formation with a flat top.
The site of Masada in Israel. Here 967 Jewish rebels resisted the Roman army from 72-73 CE. When the Romans finally broke into the city (the ramp they created can be seen on the right of the image), they found that 960 of the rebels had committed suicide. By Andrew Shiva, CC BY-SA 4.0.

1 A few empires were not run by emperors. For example, the Athenian Empire was controlled by democratic Athens. The early Roman Empire was run by the Senate during the Republic period.

Dennis RM Campbell

Dennis RM Campbell is an associate professor of History at San Francisco State University. He primarily conducts research on esoteric topics in ancient history and writes about ancient language, religions, and societies.

Image credits

Creative Commons This work is licensed under CC BY 4.0 except for the following:

Cover: Detail of Royal Entourage in the Mountains from The First Emperor of the Han Dynasty Entering Kuan Tung by Chao Po- chu. © Barney Burstein/Corbis/VCG via Getty Images

The Ashoka pillar at Lauriya-Araraj. The capital, a carved piece set atop the pillar, is missing. The pillar, which stands thirty six and a half feet high, contains six of Ashoka’s edicts (orders). By Sachin Kumar Tiwary, CC BY-SA 3.0. https://commons.wikimedia.org/wiki/File:Ashoka_pillar,_Lauriya-Araraj.jpg

The emperor Jimmu, while on an expedition, watches a sacred bird fly away. Whether legendary or a true historical figure, Japanese emperors have acknowledged him as the first of their line. Woodblock print from Ginko Adachi’s Emperor Jinmu— Stories from “Nihonki” from 1891. Public domain. https://commons.wikimedia.org/wiki/File:Tennō_Jimmu.jpg

Mosaic of the Empress Theodora of the Eastern Roman Empire from the Basilica San Vitale in Ravenna. Powerful women often received terrible treatment at the hands of male commentators. For example, this powerful empress was depicted as a depraved ex-prostitute in Procopius’ Secret History. Public domain. https://commons.wikimedia.org/wiki/File:Theodora_mosaic_-_Basilica_San_Vitale_(Ravenna)_v2.jpg

Statuette of Hatshepsut as pharaoh. Note that she is depicted here as completely masculine. This includes a male skirt and the fake beard of the pharaohs. From the Metropolitan Museum of Art, public domain. https://picryl.com/media/hatshepsut-in-a- devotional-attitude-46502d

The Cyrus Cylinder, which was discovered at Babylon, was a piece of royal propaganda from the Persian Emperor Cyrus the Great. In it he proclaims that Marduk, god of Babylon, had personally chosen Cyrus to rescue Babylon from its corrupt king. By Mike Peel, CC BY-SA 4.0. https://commons.wikimedia.org/wiki/File:Cyrus_Cylinder.jpg

This libellus (250 CE) was a signed and countersigned document proving that a Roman citizen, here the women Aurelia Bellias and her daughter Kapinis, had made sacrifice to the gods. Failure to perform sacrifice could result in imprisonment, loss of property, and death. Public domain. https://commons.wikimedia.org/wiki/File:Libellus.jpg

The site of Masada in Israel. Here 967 Jewish rebels resisted the Roman army from 72-73 CE. When the Romans finally broke into the city (the ramp they created can be seen on the right of the image), they found that 960 of the rebels had committed suicide. By Andrew Shiva, CC BY-SA 4.0. https://commons.wikimedia.org/wiki/File:Aerial_view_of_Masada_(Israel)_01.jpg


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