What is an Empire?

By Dennis RM Campbell
There are as many definitions of empire as there have been empires, but some pretty familiar elements appear in most of them. It starts with working on our “control issues”.

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Carvings in golden-colored gates show depictions of people traveling, hunting, and presenting gifts.

All shapes and sizes

We generally think of empires as being really big. The British Empire certainly was. It controlled nearly 14 million square miles, about 24% of the entire world! But many empires were actually quite small. The Akkadian Empire of Mesopotamia (2330–2200 BCE) only controlled around 30,000 square miles, an area roughly the size of South Carolina. Yet, it was a historically important empire. As we will see, empires are better measured by their power and wealth than by square miles.

Developing a definition

What exactly is an empire? To put it simply, an empire is a political system in which a strong central state controls weaker peripheral (outer) states. Nearly any kind of state can have enough power over other states to create an empire. However, all empires are not the same. The center’s control over its peripheries can be either loose or strong. It can strengthen or weaken over time.

Map shows the area ruled by the Akkadian Empire

Map of the Akkadian Empire. All regions north and west of Eshnunna were at best very weakly controlled by the Akkadian Emperors. By Zunkir, CC BY-SA 3.0.

Bronze sculpted head of an Akkadian emperor featuring a very detailed carved beard and hat. One eye is missing from the sculpture, probably a result of age decay.

Bronze head of an Akkadian emperor, possibly Sargon, discovered at the site of Nineveh (Iraq). The piece is currently on display at the National Museum of Iraq. By Iraqi Directorate General of Antiquities, public domain.

The earliest known empire was the Akkadian Empire. For around 1,000 years, Mesopotamia was divided into city-states—small political units, in which a city controlled its surrounding area. In 2330 BCE, Sargon of Akkad took control of southern Mesopotamia. He ruled from the city of Akkad, the center of his small empire. The other city-states kept their own separate cultures. However, they became the periphery of Sargon’s empire, whether they liked it or not.

Let’s compare this with what happened in Egypt. Between 3100 and 3000 BCE, a ruler of Upper Egypt conquered Lower Egypt. But Egypt didn’t become an empire. Instead, it became a kingdom. Upper and Lower Egypt became politically and culturally united. The people of both regions thought of themselves as “Egyptians,” rather than as citizens of a particular city or region.

In general, empires result from a drive to gain greater power and control. In Mesopotamia, city-state rulers gained more power by conquering their neighbors. From the 6th through 4th centuries BCE, various states in northern India fought for power. The region eventually fell to the Nanda Empire (345-322 BCE), which itself soon after lost control to the Maurya Empire (322-185 BCE). We see something similar in China: During the Warring States Period (402-221 BCE) various kingdoms fought against each other. Then, the Qin conquered them all, creating the first Chinese empire.

Map shows a comparison between the size of the area ruled by the Magadha empire and the center of the empire, Rajagriha, which is very small in comparison.

Map of the Magadha Empire (6th-4th centuries BCE). Note that the center (dark red) is quite small. By Avantiputra7, CC BY-SA 3.0.

Map shows the area ruled by the Maurya Empire

Map of the Maurya Empire (c. 250 BCE). Compared to the earlier empire of Magadha and that of the Nandas, the Maurya Empire was extremely large. By Avantiputra7, CC BY-SA 3.0.

So why empire?

Why would rulers want an empire in the first place? Running an empire is complicated. Empires create inequality, as peripheral peoples are not given the same rights as people in the center and are often oppressed. That often leads to rebellions that need to be put down. All of this is expensive, so empires need to be worth the high cost.

There is no single reason empires existed. In the case of Mesopotamia, empire was a solution to a problem: a lack of resources. The region lacked hard wood, stone, metal ore, and other important materials. True, these things could be gotten through trade. However, simply conquering regions with these resources gave the empire a cheaper and more dependable supply.

Map features areas in green to show the areas ruled by the Roman empire. These areas are mostly around the perimeter of the area shwn, along the sea.

Map of the extent of the empire created during the Roman Republic period (created between 264 and 61 BCE). The empire continued to grow until it encompassed all of the lands around the Mediterranean Sea, Gaul (France), and contested areas in Germany and the Near East. By G.W., CC BY-SA 3.0.

For other empires, the main goal wasn’t resources, but security or wealth. Rome first expanded out of Italy because it feared the states that surrounded it. The Romans decided to attack and defeat these neighboring states before they could hurt Rome. As their empire expanded, resources such as grain, ore, and slaves flowed into Rome in great quantities. This made the Roman Empire immensely rich.

Center vs. Periphery

The relationship between center and periphery is defined by inequality. The center considers itself superior. This provides an excuse for the center’s control of the periphery. Inequality is often reinforced through laws. People living in the periphery usually do not have the same rights as those in the center.

Peripheral peoples are generally not seen as true citizens. Therefore, the laws do not protect them. Roman governors were allowed to rob, beat, and even kill peripheral peoples. China’s Han Empire also mistreated its peripheral peoples.

Challenges to empire

Running an empire is not easy. The earliest Mesopotamian empires lasted less than 200 years. That’s because their rulers had to figure out how to run an empire. Ruling and feeding millions, and defending against enemies, was no easy trick. There was a lot to learn.

Then there is the periphery problem. We’ve mentioned how the strong center often oppresses the weak outsiders. But when the periphery is strong, it’s difficult for the center to control it. Each time an Akkadian Emperor died, the new emperor faced uprisings in the periphery.

Map uses arrows to represent areas invaded by Germanic peoples, including Rome, Carthage, and the Hun Capital.

Map of the various Germanic invasions of the Roman Empire. The northern border of the Roman Empire was extremely long, making it difficult to prevent incursions from outside groups. By MapMaster, CC BY-SA 2.5.

Nomadic peoples living beyond an empire’s borders could also be a problem. These wandering groups did not live permanently in any one place. They wanted, and often needed, resources from the empire. But because they were generally treated as “barbarians,” they often had to attack the empire to get anything.

Another problem empires can face is becoming too large. As empires grow, controlling the periphery becomes harder. People living in territories far from the center generally do not feel very connected to the empire. Large armies are needed to keep them loyal, and stop them from breaking away. Another problem is that as an empire expands, so do its borders. Longer borders cost more to defend against outsiders. Both the Han and Roman Empires struggled to protect their lengthy borders against invaders.

Conclusion

Empires have formed across the world throughout history. The earliest were short-lived and not very successful, but over time, empires became better at holding on to their control over other people. But running an empire is expensive. When empires fall, it is usually because they can no longer pay the necessary costs.

Sources

Ando, Clifford and Seth Richardson eds. Ancient States and Infrastructural Power: Europe, Asia, and America. Philadelphia, PA: University of Pennsylvania Press, 2017.

Doyle, Michael. Empires. Ithaca, NY: Cornell University Press, 1986.

Morris, Ian and Walter Scheidel. The Dynamics of Ancient Empires: State Power from Assyria to Byzantium. Oxford: Oxford University Press, 2009.

Dennis RM Campbell

Dennis RM Campbell is an associate professor of History at San Francisco State University. He primarily conducts research on esoteric topics in ancient history and writes about ancient language, religions, and societies.

Image credits

Creative Commons This work is licensed under CC BY 4.0 except for the following:

Cover: Reconstruction of the Balawat Gates, three sets of gates from Balawat, an ancient Assyrian Empire, with embossed scenes showing scenes of warfare, the presentation of tribute and hunting of Lions and bulls. © Photo by: Universal History Archive/Universal Images Group via Getty Images

Map of the Akkadian Empire. All regions north and west of Eshnunna were at best very weakly controlled by the Akkadian Emperors. By Zunkir, CC BY-SA 3.0. https://commons.wikimedia.org/wiki/File:Empire_akkad.svg#/media/File:Empire_akkad.svg

Bronze head of an Akkadian emperor, possibly Sargon, discovered at the site of Nineveh (Iraq). The piece is currently on display at the National Museum of Iraq. By Iraqi Directorate General of Antiquities, public domain. https://commons.wikimedia.org/wiki/File:Sargon_of_Akkad.jpg#/media/File:Sargon_of_Akkad.jpg

Map of the Magadha Empire (6th-4th centuries BCE). Note that the center (dark red) is quite small. By Avantiputra7, CC BY-SA 3.0. https://commons.wikimedia.org/wiki/File:Magadha_Expansion_(6th-4th_centuries_BCE).png#/media/File:Magadha_Expansion_(6th-4th_centuries_BCE).png

Map of the Maurya Empire (c. 250 BCE). Compared to the earlier empire of Magadha and that of the Nandas, the Maurya Empire was extremely large. By Avantiputra7, CC BY-SA 3.0. https://commons.wikimedia.org/wiki/File:Maurya_Empire,_c.250_BCE_2.png#/media/File:Maurya_Empire,_c.250_BCE_2.png

Map of the extent of the empire created during the Roman Republic period (created between 264 and 61 BCE). The empire continued to grow until it encompassed all of the lands around the Mediterranean Sea, Gaul (France), and contested areas in Germany and the Near East. By G.W., CC BY-SA 3.0. https://en.wikipedia.org/wiki/File:Roman_Republic-61BC.png#/media/File:Roman_Republic-61BC.png

Map of the various Germanic invasions of the Roman Empire. The northern border of the Roman Empire was extremely long, making it difficult to prevent incursions from outside groups. By MapMaster, CC BY-SA 2.5. https://commons.wikimedia.org/wiki/File:Invasions_of_the_Roman_Empire_1.png#/media/File:Invasions_of_the_Roman_Empire_1.png


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