Unit 4 Introduction: The Rise of Empires and Portable Beliefs

By Trevor Getz
From 600 BCE to 700 CE some states grew more powerful and expanded. But how did these states maintain control over vast territories with diverse populations? One way was through the use of empires and the other was through the spread of belief systems. But both empires and religion can lead to inequalities within societies. In this unit, we’ll investigate how these inequalities led to the collapse of two of history’s most powerful empires.

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Photo of a rock relief, featuring three different cuneiform scripts. Etched into the stone are men lined up before Darius the Great, who stands with his hand raised and his foot atop a fallen rebel.

Your community and networks have probably changed over time. As a baby, maybe it was just your parents or siblings. Then you go to school and meet other kids. But as you grew up, your network grew to include people farther away. Maybe you met some through social media, from listening to the same music or playing the same games. Your sense of community also grew over time as you made friends who lived in other parts of town or even other cities or countries. But networks and communities don’t always expand. Sometimes, they can shrink. Think about if you ever had to move or lost interest in a game.

We can see these same simple patterns throughout human history. Our foraging ancestors lived in communities of fewer than 250 people, moving around in search of food. Experts believe suggests 250 people is about as large a group can get without laws or writing. These family-based groups met and traded with their neighbors. While networks grew through trade, community sizes stayed the same. The growth of cities and states changed all those things. For the first time, people were living in communities of thousands and under the control of a government. The government set laws and made rules about how people should act. Cities and states both supported trade, first in very local networks and then along much longer distances.

Photo of a mountain rock depicting engravings made by early humans of people holding hands and dancing.

Human societies started quite small, and foragers probably knew relatively few people. But over time, networks and communities generally grew. Empires and portable belief systems were important elements of that growth in scale. This is a depiction of a foraging community in modern Azerbaijan from about 6000 to 5000 BCE. © Getty Images.

In this unit, we look at how very large states—called empires—and belief systems (also known as religions) began to develop and spread. Both empires and portable belief systems represented another scale of growth for communities. Let’s talk about how and why that happened. But first, understand that the growth of communities and networks didn’t happen for everyone at the same time or at the same rate. And sometimes, even if just temporarily, they shrank. Still, this period did experience growth, so let’s discuss how that expansion happened.

The development of portable belief systems

A portable belief system is one that can be adopted by anyone, anywhere. Another term for portable belief systems you may be familiar with is religion.

Today, our world contains vast communities of people who belong to the same religion. Some of the largest religions are Hinduism, Buddhism, Christianity, Judaism and Islam. While some belief systems are very local, others have spread all over the world and have millions of followers. Within communities, there may be disagreements and differences. But followers are still bound together by a set of common beliefs and practices.

Illustration taken from a page of the Diamond Sutra, depicting the Buddha, wearing long robes and sitting cross-legged on a stool, preaching. He is surrounded by monks and other followers. On the left of the page are lines of Chinese characters.

A page from the Diamond Sutra, printed during the Tang Dynasty (868 CE), depicting the Buddha, Siddhartha Gautama, the primary teacher of Buddhism. The belief system he inspired arose in Nepal and India in the fifth or sixth century CE, and then spread to many other regions, including China. Photo by Werner Forman/Universal Images Group/Getty Images.

Early belief systems in this era were mostly tied to a specific place or group. People associated their gods with rivers and mountains. Or they visited shrines or temples to speak to gods. But about 3,000 years ago, some people began to think of their gods as universal. That meant they could communicate with their gods no matter where they were. Anybody, regardless of location, could belong to their religious community. These beliefs in universal gods allowed people to create vast networks based on religion. So people who traveled away from home could find others that shared their beliefs to do business together, find a place to stay, or worship together. There were huge advantages to joining these portable religions, and many people did so—although, of course, some did not!

But it’s important to note that as religions grew, people changed them to fit their way of life. Sometimes people even mixed the new religion with their local beliefs. As we’ll see in this unit, the expansion of religions meant a lot of mixing and matching. This process is called syncretism. It’s worth learning about this kind of blending and changing because it happens so often in human history, and not just with religion.

The growth of empires

As religions grew, so did the state. States are political units that share a single ruler (or system of rulers) and a common set of laws, borders, and government. States also grow, often by conquering new groups of people who have different laws and governments. And as states expanded, they had to figure out how to get conquered people to follow their rules and government. One solution to this problem was the empire.

Map of the Middle East with the Akkadian Empire shaded in brown, and yellow arrows indicating how the empire spread.

Map of the Akkadian Empire and its spread. By Zunkir, Semhur, CC BY-SA 3.0.

Empires are more than just large states. Empires rule societies that contain many different communities. These people live in different cities and regions with many religions, ethnicities, and languages. Generally, the empire's solution isn’t to make everyone equal. Rather, in an empire, one group of people holds significant power over other groups, who are treated poorly.

The first empire was established in Mesopotamia around 2400 BCE by Sargon of Akkad. That’s almost 4,500 years ago. There have been many different empires since then. Often, the rulers of an empire let their subjects carry on their own customs and practices, but conquered people had to pay tribute or taxes. In other cases, empires were very controlling and took advantage of the people they colonized to benefit their ruling class.

Empires were a useful solution to the problem of ruling over large communities of different people. In addition to Mesopotamia, there were other vast empires. There was the Persian Empire, the Zhou and Qin dynasties in China and the Mauryan and Gupta empires in South Asia. There was also the Macedonian Empire ruled by Alexander the Great.

Painting depicting an armored man on horseback throwing down his sword at the feet of Julius Caesar. Julius Caesar, wearing long, red robes, is surrounded by Roman soldiers, all watching the interaction intently.

This nineteenth-century CE painting depicts the Gallic king Vercingetorix throwing down his arms at the feet of Julius Caesar in 46 BCE. Rome conquered many people and followed a complex strategy of partially integrating them and partially treating them as defeated enemies in an inferior position. © Getty Images.

Two of the great empires of the ancient Afro-Eurasian world were the Roman Empire and Han Dynasty China. Afro-Eurasia refers to Europe, Africa and Asia. These empires had to come up with many new ideas to rule over great distances. They invented complicated road systems for better trade networks. They also had bureaucracies, which are governments made up of many officials and departments. These inventions helped both empires last for a long time.

The Roman Empire and the Han Dynasty existed around the same time. They helped create trade networks from Britain to China and Japan. However, they were different in many ways, including how they viewed the role of women in their societies.

Map of the world and the empires existing in it as of 100 CE. Some of the political entities included are the Roman, Parthian, and Kushan Empires, Armenia, Aksum, and the Han Dynasty.

Map showing the Roman and Han Empires on the western and eastern edges of Afro-Eurasia. Explore this map here. By OER Project, CC BY 4.0.

Conclusion

Eventually, both empires collapsed. Empires often became politically unstable. This may happen when the populations who are not treated as well start to rebel. The Roman Empire and Han Dynasty China survived as long as they did because they developed new systems to hold everything together. But just as sometimes happens with people's personal communities, communities created by empires sometimes shrink. That’s a theme we will explore in the next unit, where we look at the changes that followed the fall of the great world empires.

Trevor Getz

Trevor Getz is a professor of African and world history at San Francisco State University. He has been the author or editor of 11 books, including the award-winning graphic history Abina and the Important Men, and has coproduced several prize-winning documentaries. Trevor is also the author of A Primer for Teaching African History, which explores questions about how we should teach the history of Africa in high school and university classes.

Image credits

Creative Commons This work is licensed under CC BY 4.0 except for the following:

Cover image: Human societies started quite small, and foragers probably knew relatively few people. But over time, networks and communities generally grew. Empires and portable belief systems were important elements of that growth in scale. This is a depiction of a foraging community in modern Azerbaijan from about 6000 to 5000 BCE. © Reza/Getty Images.

A page from the Diamond Sutra, printed during the Tang Dynasty (868 CE), depicting the Buddha, Siddhartha Gautama, the primary teacher of Buddhism. The belief system he inspired arose in Nepal and India in the fifth or sixth century CE, and then spread to many other regions, including China. Photo by Werner Forman/Universal Images Group/Getty Images.

Map of the Akkadian Empire and its spread. By Zunkir, Semhur, CC BY-SA 3.0. https://en.wikipedia.org/wiki/Akkadian_Empire#/media/File:Empire_akkad.svg

This nineteenth-century CE painting depicts the Gallic king Vercingetorix throwing down his arms at the feet of Julius Caesar in 46 BCE. Rome conquered many people and followed a complex strategy of partially integrating them and partially treating them as defeated enemies in an inferior position. © Fine Art Images/Heritage Images/Getty Images.

Map showing the Roman and Han Empires on the western and eastern edges of Afro-Eurasia. https://www.oerproject.com/OER-Materials/OER-Media/Images/WHP-Maps/100-layer-2


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